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OwnershipOCP Handler

_{Last updated 6/24/05}

This collection helps clients identify security holdings and possession, identifying institutional, portfolio holdings and beneficial holders of global securities. The Ownership collection covers companies in more than 53 countries worldwide, and in many markets, acquisition staff enhance the timeliness of mutual fund holdings through a network of personal contacts developed over the course of a decade. Mutual fund and declarable stakes are rolled together to create a complete ownership view by security or institution.

Overview

Source Name:                     OwnershipOCP (internal clients) & OwnershipExternal (external clients)

Update Frequency:              Tues thru Fri by midnight; Saturday by 4-5p.

Supported Symbols:             Ticker

Permissioning:                       Dataworks Enterprise login required

Request Syntax

To get the Issue ID (using a Ticker): TICKER=MSFT/issueLookupTicker

Top 10 Overall Shareholders:

<?xml version="1.0" encoding="UTF-8" standalone="yes" ?>
<issueHolders xmlns:baseType="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/baseTypes" xmlns:dataInfo="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/ocpDataInfo" xmlns:ocpFilters="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/OcpFilters" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/IssueHolders http://sam.cda.com/ocp/schema/IssueHoldersReq.xsd" xmlns="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/IssueHolders">
<CompressOutput>No</CompressOutput>
<dataInfo:PageInfo>
<dataInfo:PageNumber>1</dataInfo:PageNumber>
<dataInfo:LinesPerPage>10</dataInfo:LinesPerPage>
<dataInfo:SortField>SharesHeld</dataInfo:SortField>
<dataInfo:SortDirection>Descending</dataInfo:SortDirection>
<dataInfo:RptColumn>AccountName</dataInfo:RptColumn>
<dataInfo:RptColumn>PctOfSharesOut</dataInfo:RptColumn>
<dataInfo:RptColumn>SharesHeld</dataInfo:RptColumn>
<dataInfo:RptColumn>SharesChange</dataInfo:RptColumn>
<dataInfo:RptColumn>FilingDate</dataInfo:RptColumn>
<dataInfo:RptColumn>EquityAssets</dataInfo:RptColumn>
<dataInfo:RptColumn>AccountTypeDescr</dataInfo:RptColumn>
<dataInfo:RptColumn>AccountSubTypeDescr</dataInfo:RptColumn>
</dataInfo:PageInfo>
<Issue>
<IssueId>27030</IssueId>
</Issue>
<Qtr Quarter="0" />
<HoldingView>CarryForward</HoldingView>
<ocpFilters:OwnerFilters></ocpFilters:OwnerFilters>
<ocpFilters:HoldingFilters>
<ocpFilters:TransactionType>Holds</ocpFilters:TransactionType>
</ocpFilters:HoldingFilters>
</issueHolders>

Top 10 Institutional Shareholders:

<?xml version="1.0" encoding="UTF-8" standalone="yes" ?>
<issueHolders xmlns:baseType="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/baseTypes" xmlns:dataInfo="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/ocpDataInfo" xmlns:ocpFilters="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/OcpFilters" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/IssueHolders http://sam.cda.com/ocp/schema/IssueHoldersReq.xsd" xmlns="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/IssueHolders">
<CompressOutput>No</CompressOutput>
<dataInfo:PageInfo>
<dataInfo:PageNumber>1</dataInfo:PageNumber>
<dataInfo:LinesPerPage>10</dataInfo:LinesPerPage>
<dataInfo:SortField>SharesHeld</dataInfo:SortField>
<dataInfo:SortDirection>Descending</dataInfo:SortDirection>
<dataInfo:RptColumn>AccountName</dataInfo:RptColumn>
<dataInfo:RptColumn>Title</dataInfo:RptColumn>
<dataInfo:RptColumn>PctOfSharesOut</dataInfo:RptColumn>
<dataInfo:RptColumn>SharesHeld</dataInfo:RptColumn>
<dataInfo:RptColumn>SharesChange</dataInfo:RptColumn>
<dataInfo:RptColumn>FilingDate</dataInfo:RptColumn>
<dataInfo:RptColumn>EquityAssets</dataInfo:RptColumn>
<dataInfo:RptColumn>AccountTypeDescr</dataInfo:RptColumn>
<dataInfo:RptColumn>AccountSubTypeDescr</dataInfo:RptColumn>
</dataInfo:PageInfo>
<Issue>
<IssueId>27030</IssueId>
</Issue>
<Qtr Quarter="0" />
<HoldingView>CarryForward</HoldingView>
<FilingViewId>1</FilingViewId>
<FilingViewId>3</FilingViewId>
<ocpFilters:OwnerFilters></ocpFilters:OwnerFilters>
<ocpFilters:HoldingFilters>
<ocpFilters:TransactionType>Holds</ocpFilters:TransactionType>
</ocpFilters:HoldingFilters>
</issueHolders>

Top 10 Mutual Fund Shareholders:

<?xml version="1.0" encoding="UTF-8" standalone="yes" ?>
<issueHolders xmlns:baseType="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/baseTypes" xmlns:dataInfo="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/ocpDataInfo" xmlns:ocpFilters="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/OcpFilters" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/IssueHolders http://sam.cda.com/ocp/schema/IssueHoldersReq.xsd" xmlns="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/IssueHolders">
<CompressOutput>No</CompressOutput>
<dataInfo:PageInfo>
<dataInfo:PageNumber>1</dataInfo:PageNumber>
<dataInfo:LinesPerPage>10</dataInfo:LinesPerPage>
<dataInfo:SortField>SharesHeld</dataInfo:SortField>
<dataInfo:SortDirection>Descending</dataInfo:SortDirection>
<dataInfo:RptColumn>AccountName</dataInfo:RptColumn>
<dataInfo:RptColumn>PctOfSharesOut</dataInfo:RptColumn>
<dataInfo:RptColumn>SharesHeld</dataInfo:RptColumn>
<dataInfo:RptColumn>SharesChange</dataInfo:RptColumn>
<dataInfo:RptColumn>FilingDate</dataInfo:RptColumn>
<dataInfo:RptColumn>EquityAssets</dataInfo:RptColumn>
<dataInfo:RptColumn>AccountTypeDescr</dataInfo:RptColumn>
<dataInfo:RptColumn>AccountSubTypeDescr</dataInfo:RptColumn>
</dataInfo:PageInfo>
<Issue>
<IssueId>27030</IssueId>
</Issue>
<Qtr Quarter="0" />
<HoldingView>CarryForward</HoldingView>
<FilingViewId>2</FilingViewId>
<ocpFilters:OwnerFilters></ocpFilters:OwnerFilters>
<ocpFilters:HoldingFilters>
<ocpFilters:TransactionType>Holds</ocpFilters:TransactionType>
</ocpFilters:HoldingFilters>
</issueHolders>

Top 10 Insider Shareholders:

<?xml version="1.0" encoding="UTF-8" standalone="yes" ?>
<insiderReport xmlns:baseType="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/baseTypes" xmlns:dataInfo="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/ocpDataInfo" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/InsiderLookup http://sam.cda.com/ocp/schema/InsiderLookupReq.xsd"
xmlns="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/InsiderLookup">
<CompressOutput>No</CompressOutput>
<dataInfo:PageInfo>
<dataInfo:PageNumber>1</dataInfo:PageNumber>
<dataInfo:LinesPerPage>10</dataInfo:LinesPerPage>
<dataInfo:SortField>TotalHoldings</dataInfo:SortField>
<dataInfo:SortDirection>Descending</dataInfo:SortDirection>
</dataInfo:PageInfo>
<baseType:IssueId>27030</baseType:IssueId>
<View>Summary</View>
</insiderReport>

Top 10 Beneficial Shareholders:

<?xml version="1.0" encoding="UTF-8" standalone="yes" ?>
<issueHolders xmlns:baseType="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/baseTypes" xmlns:dataInfo="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/ocpDataInfo" xmlns:ocpFilters="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/OcpFilters" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/IssueHolders http://sam.cda.com/ocp/schema/IssueHoldersReq.xsd" xmlns="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/IssueHolders">
<CompressOutput>No</CompressOutput>
<dataInfo:PageInfo>
<dataInfo:PageNumber>1</dataInfo:PageNumber>
<dataInfo:LinesPerPage>10</dataInfo:LinesPerPage>
<dataInfo:SortField>SharesHeld</dataInfo:SortField>
<dataInfo:SortDirection>Descending</dataInfo:SortDirection>
<dataInfo:RptColumn>AccountName</dataInfo:RptColumn>
<dataInfo:RptColumn>PctOfSharesOut</dataInfo:RptColumn>
<dataInfo:RptColumn>SharesHeld</dataInfo:RptColumn>
<dataInfo:RptColumn>SharesChange</dataInfo:RptColumn>
<dataInfo:RptColumn>FilingDate</dataInfo:RptColumn>
<dataInfo:RptColumn>EquityAssets</dataInfo:RptColumn>
<dataInfo:RptColumn>AccountTypeDescr</dataInfo:RptColumn>
<dataInfo:RptColumn>AccountSubTypeDescr</dataInfo:RptColumn>
</dataInfo:PageInfo>
<Issue>
<IssueId>27030</IssueId>
</Issue>
<Qtr Quarter="0" />
<HoldingView>CarryForward</HoldingView>
<FilingViewId>4</FilingViewId>
<FilingViewId>5</FilingViewId>
<FilingViewId>6</FilingViewId>
<FilingViewId>7</FilingViewId>
<FilingViewId>8</FilingViewId>
<ocpFilters:OwnerFilters></ocpFilters:OwnerFilters>
<ocpFilters:HoldingFilters>
<ocpFilters:TransactionType>Holds</ocpFilters:TransactionType>
</ocpFilters:HoldingFilters>
</issueHolders>

Sample Response

Sample output for TopBuyers:

<Fields>
<IssueProfile xmlns="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/IssueProfile" xmlns:dataInfo="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/ocpDataInfo" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://xml.thomson.com/financial/v1/data/ownership/ocapi/2003-10/IssueProfile http://sam.cda.com/ocp/schema/IssueProfile.xsd">
<dataInfo:Issue>
<dataInfo:IssueId>25660</dataInfo:IssueId>
<dataInfo:IssueName>IBM</dataInfo:IssueName>
<dataInfo:IssueDescr>Com</dataInfo:IssueDescr>
<dataInfo:Ticker>IBM-N</dataInfo:Ticker>
<dataInfo:Cusip>45920010</dataInfo:Cusip>
<dataInfo:CusipCheckDigit>1</dataInfo:CusipCheckDigit>
<dataInfo:Sedol>200597</dataInfo:Sedol>
<dataInfo:SedolCheckDigit>3</dataInfo:SedolCheckDigit>
</dataInfo:Issue>
<TopBuyers>
<Row>
<dataInfo:Account>
<dataInfo:AccountId>22017308</dataInfo:AccountId>
<dataInfo:AccountName>Franklin Portfolio Associates, L.L.C.</dataInfo:AccountName>
<dataInfo:EquityAssets>23122749003.000000</dataInfo:EquityAssets>
<dataInfo:PrimaryContactEmail>jcone@franklinportfolio.com</dataInfo:PrimaryContactEmail>
<dataInfo:Contact>
<dataInfo:ContactId>4683</dataInfo:ContactId>
<dataInfo:ContactName>Cone, John</dataInfo:ContactName>
<dataInfo:AccountId>22017308</dataInfo:AccountId>
</dataInfo:Contact>
</dataInfo:Account>
<dataInfo:Holding>
<dataInfo:AccountId>22017308</dataInfo:AccountId>
<dataInfo:IssueId>25660</dataInfo:IssueId>
<dataInfo:Ticker>IBM-N</dataInfo:Ticker>
<dataInfo:EndDate>-1</dataInfo:EndDate>
<dataInfo:FilingDate>20040930</dataInfo:FilingDate>
<dataInfo:PrevFilingDate>20040630</dataInfo:PrevFilingDate>
<dataInfo:SharesHeld>5928490</dataInfo:SharesHeld>
<dataInfo:PctOfSharesOut>0.36</dataInfo:PctOfSharesOut>
<dataInfo:SharesChange>5488900</dataInfo:SharesChange>
<dataInfo:SharesChangePct>1248.64</dataInfo:SharesChangePct>
<dataInfo:ValueHeld>508308732.600000</dataInfo:ValueHeld>
</dataInfo:Holding>
</Row>
+ <Row>
+ <Row>
+ <Row>
+ <Row>
+ <Row>
+ <Row>
+ <Row>
+ <Row>
+ <Row>
</TopBuyers>
</IssueProfile>
</Fields>
</Record>

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